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Detailed Report
RYAN JAMES KRAMER
RYAN JAMES KOZMO, RYAN J KRAMER
CRD#: 2999800
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1901 BUTTERFIELD ROAD
STE 300
DOWNERS GROVE, IL 60515
Registration History
199820002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - Present (13 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1998 - Present (26 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1998 - 2002 (3 years)
License(s)

State Registrations

B
Alabama 5/29/2015
B
Missouri 5/29/2015
B
Alaska 5/29/2015
B
Montana 5/29/2015
B
Arizona 5/29/2015
B
Nebraska 5/29/2015
B
Arkansas 5/29/2015
B
Nevada 5/29/2015
B
California 5/29/2015
B
New Hampshire 5/29/2015
B
Colorado 5/29/2015
B
New Jersey 5/29/2015
B
Connecticut 5/29/2015
B
New Mexico 5/29/2015
B
Delaware 5/29/2015
B
New York 5/29/2015
B
District of Columbia 5/29/2015
B
North Carolina 5/29/2015
B
Florida 5/29/2015
B
North Dakota 5/29/2015
B
Georgia 5/29/2015
B
Ohio 6/1/2015
B
Hawaii 5/29/2015
B
Oklahoma 5/29/2015
B
Idaho 5/29/2015
B
Oregon 5/29/2015
B
Illinois 5/29/2015
B
Pennsylvania 5/29/2015
IA
Illinois 6/2/2015
B
Rhode Island 5/29/2015
B
Indiana 5/29/2015
B
South Carolina 5/29/2015
B
Iowa 5/29/2015
B
South Dakota 5/29/2015
B
Kansas 5/29/2015
B
Tennessee 2/27/2017
B
Kentucky 5/29/2015
B
Texas 5/29/2015
B
Louisiana 5/29/2015
B
Utah 5/29/2015
B
Maine 5/29/2015
B
Vermont 5/29/2015
B
Maryland 5/29/2015
B
Virginia 5/29/2015
B
Massachusetts 5/29/2015
B
Washington 5/29/2015
B
Michigan 5/29/2015
B
West Virginia 5/29/2015
B
Minnesota 5/29/2015
B
Wisconsin 5/27/2003
B
Mississippi 5/29/2015
B
Wyoming 5/29/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1901 BUTTERFIELD ROAD STE 300, DOWNERS GROVE, IL 60515
Elmhurst, IL
Registered with this firm since 6/23/2011
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1901 BUTTERFIELD ROAD STE 300, DOWNERS GROVE, IL 60515
Elmhurst, IL
Registered with this firm since 12/11/1998
Previous Registration(s)
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B
 12/11/1998 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.