Individual Firm
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GREGORY ALLEN HANCOCK JR
GREGG ALLEN HANCOCK JR
CRD#: 2999140
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 4363 53rd Ave
Bettendorf, IA 52722
Bettendorf, IA 52722
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 4363 53rd Avenue
Bettendorf, IA 52722-7205
Bettendorf, IA 52722-7205
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4/29/2009
Employment Separation After Allegations
3/30/2005
Customer Dispute
Settled
State Registrations
B
Illinois 10/9/2020
B
Iowa 9/21/2020
IA
Illinois 10/16/2024
IA
Iowa 9/10/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/10/2021
B
Registered with this firm since 9/21/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/17/2010 - 01/12/2012 | CHICAGO, IL | |
B | 12/13/2010 - 01/12/2012 | CHICAGO, IL | |
IA | 07/14/2009 - 11/18/2010 | FT. LAUDERDALE, FL | |
B | 07/13/2009 - 11/18/2010 | BLUE GRASS, IA | |
IA | 12/16/2004 - 05/07/2009 | DAVENPORT, IA | |
B | 12/16/2004 - 05/07/2009 | DAVENPORT, IA | |
IA | 05/02/2003 - 12/17/2004 | DUBUQUE, IA | |
B | 05/01/2003 - 12/17/2004 | APPLETON, WI | |
B | 02/25/1998 - 05/06/2003 | SPRINGFIELD, MA | |
B | 02/25/1998 - 05/06/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.