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STEPHANIE SHERMAN
CRD#: 2998998
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 WEST PALM BEACH, FL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2024 (21 years)2 FIRMS2024 - Present (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)1998 - 2003 (5 years)IAUBS PAINEWEBBER INC. (CRD# 8174)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 1/22/2025

B
Nevada 11/14/2024

B
California 11/14/2024

B
New Hampshire 11/14/2024

B
Connecticut 11/14/2024

B
New Jersey 11/14/2024

B
Delaware 11/14/2024

IA
New Jersey 11/14/2024

B
Florida 11/15/2024

B
New York 11/14/2024

IA
Florida 11/18/2024

B
North Carolina 11/14/2024

B
Georgia 12/17/2024

B
Ohio 11/14/2024

B
Indiana 11/14/2024

B
Pennsylvania 11/14/2024

B
Iowa 11/14/2024

B
South Carolina 11/14/2024

B
Maine 11/14/2024

B
Texas 11/14/2024

B
Maryland 11/14/2024

IA
Texas 11/14/2024

B
Massachusetts 11/14/2024

B
Utah 11/14/2024

B
Michigan 11/14/2024

B
Virginia 11/14/2024

B
Minnesota 1/16/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
WEST PALM BEACH, FL
100 ENTERPRISE DRIVE 3RD FLOOR SUITE 301, ROCKAWAY, NJ 07866
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
WEST PALM BEACH, FL
100 ENTERPRISE DRIVE 3RD FLOOR SUITE 301, ROCKAWAY, NJ 07866
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/28/2003 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) West Palm Beach, FL
B
03/31/2003 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) West Palm Beach, FL
IA
06/07/2002 - 03/18/2003 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
03/10/1998 - 03/18/2003 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.