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Kevin D Lewis
KEVIN DILLION LEWIS
CRD#: 2998316
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J.P. MORGAN SECURITIES LLCCRD#: 79 177 MONTAGUE STREET
BROOKLYN, NY 11201
BROOKLYN, NY 11201
View By:
4/2/2009
Customer Dispute
Denied
State Registrations
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Alabama 4/26/2022
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New Hampshire 7/12/2013
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Arizona 10/27/2014
B
New Jersey 10/1/2012
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California 10/1/2012
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New Mexico 10/23/2014
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Colorado 7/29/2019
B
New York 10/1/2012
B
Connecticut 10/1/2012
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New York 5/3/2021
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Connecticut 10/1/2012
B
North Carolina 10/1/2012
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Delaware 10/1/2012
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Ohio 12/20/2017
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District of Columbia 8/13/2021
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Oklahoma 8/8/2018
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Florida 10/1/2012
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Pennsylvania 10/1/2012
B
Georgia 10/1/2012
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Rhode Island 10/1/2012
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Illinois 3/12/2021
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South Carolina 10/1/2012
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Indiana 4/26/2022
B
Tennessee 7/6/2015
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Maine 4/26/2022
B
Texas 10/1/2012
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Maryland 10/1/2012
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Texas 9/20/2013
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Massachusetts 10/26/2012
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Virginia 10/1/2012
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Michigan 5/16/2016
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West Virginia 2/6/2018
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Minnesota 5/16/2016
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Wisconsin 4/26/2022
B
Nevada 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2002 - 10/01/2012 | BROOKLYN, NY | |
B | 10/15/2002 - 10/01/2012 | BROOKLYN, NY | |
B | 05/01/2002 - 11/04/2002 | IRVINE, CA | |
B | 08/09/2001 - 05/01/2002 | BROOKLYN, NY | |
B | 01/25/2001 - 07/24/2001 | NEW YORK, NY | |
B | 02/13/1998 - 01/04/2001 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.