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Detailed Report
VINCENT J MANCUSO JR
VINCENT JAMES MANCUSO JR, VINCENT JAMES MANCUSO, VINNIE MANCUSO JR, VINCENT JAMES MANCUSO JR JR, VINCENT J MANCUSO JR. JR
CRD#: 2998055
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 One Fawcett Place
3Rd Floor
Greenwich, CT 06830
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2009 (11 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 2/7/2019
B
Nebraska 4/30/2014
B
Arizona 8/27/2015
B
Nevada 12/15/2020
B
Arkansas 1/10/2023
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
IA
New York 3/15/2022
IA
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
Ohio 4/4/2019
B
District of Columbia 6/1/2009
B
Oregon 6/6/2017
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
Rhode Island 6/1/2009
B
Hawaii 12/12/2022
B
South Carolina 6/1/2009
B
Idaho 10/7/2020
B
Tennessee 10/7/2019
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Iowa 9/18/2024
IA
Texas 4/2/2020
B
Kentucky 12/18/2020
B
Utah 1/2/2014
B
Maine 10/3/2014
B
Vermont 6/5/2014
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 4/30/2014
B
West Virginia 2/7/2019
B
Minnesota 8/13/2014
B
Wisconsin 10/7/2014
B
Missouri 4/9/2010
B
Wyoming 10/12/2016
B
Montana 9/15/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
One Fawcett Place 3Rd Floor, Greenwich, CT 06830
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
One Fawcett Place 3Rd Floor, Greenwich, CT 06830
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 06/03/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
B
 03/05/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.