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Detailed Report
ROBERT WRIGHT BROCKMEIER
CHIP BROCKMEER, ROBERT WRIGHT BROCKMEER, CHIP BROCKMEIER, ROBERT WRIGHT BROCKMEIR
CRD#: 2998005
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 901 East Byrd Street
Suite 2000
Richmond, VA 23219
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2005 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1999 - 2000 (1 year)BWACHOVIA CAPITAL MARKETS, INC. (CRD# 44964)1998 - 1999 (<1 year)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1998 - 1998 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 2/20/2020
B
New Hampshire 2/24/2015
B
Alaska 8/13/2019
B
New Jersey 3/19/2014
B
Arizona 12/17/2013
B
New York 4/11/2017
B
California 1/31/2012
B
North Carolina 3/20/2014
B
Colorado 3/19/2014
B
Ohio 12/8/2020
B
Connecticut 3/19/2014
B
Pennsylvania 3/19/2014
B
Delaware 3/19/2014
B
Rhode Island 3/25/2015
B
District of Columbia 3/19/2014
B
South Carolina 8/13/2019
B
Florida 2/13/2014
B
Tennessee 1/30/2023
B
Georgia 3/19/2014
B
Texas 1/23/2014
B
Illinois 4/11/2017
IA
Texas 1/23/2014
B
Indiana 7/15/2015
B
Utah 8/13/2019
B
Kentucky 6/20/2023
B
Virginia 7/1/2010
B
Maine 4/15/2020
IA
Virginia 7/2/2010
B
Maryland 3/19/2014
B
Washington 8/28/2020
B
Massachusetts 3/19/2014
B
West Virginia 8/10/2020
B
Michigan 3/19/2014
B
Wisconsin 7/16/2021
B
Missouri 12/3/2019
B
Wyoming 11/29/2023
B
Nevada 10/31/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
901 East Byrd Street Suite 2000, Richmond, VA 23219
Registered with this firm since 7/2/2010
B
MORGAN STANLEY (CRD#:149777)
901 East Byrd Street Suite 2000, Richmond, VA 23219
Registered with this firm since 5/28/2010
Previous Registration(s)
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IA
 11/25/2003 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
B
 06/26/2002 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/01/1999 - 06/21/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 06/01/1998 - 04/01/1999 WACHOVIA CAPITAL MARKETS, INC. (CRD#:44964) WINSTON SALEM, NC
B
 03/31/1998 - 06/01/1998 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.