ANTHONY ANDREW LAZZARA - Investment Adviser at MORGAN STANLEY

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Detailed ReportReport

ANTHONY ANDREW LAZZARA

CRD#: 2997992

Investment Adviser

Broker

MORGAN STANLEYCRD#: 149777

2000 Westchester Avenue
1NC
Purchase, NY 10577

Registration History

Disclosure(s)

View By:

8/19/1996

Regulatory

Final

Initiated By

MASSACHUSETTS BOARD OF BAR OVERSEERS

Allegations

I STOPPED PAYING MA BAR DUES WHEN I LEFT MA FOR NY IN 1991 AND NO LONGER INTENDED TO PRACTICE LAW OR LIVE IN MA. I NEVER RECEIVED NOTICE AND DID NOT DISCOVER ADMINISTRATIVE SUSPENSION UNTIL 2000, WHEN I JOINED THE CA BAR AND THEIR BACKGROUND CHECK IDENTIFIED ADMINISTRATIVE SUSPENSION WHICH CAN BE RESOLVED AT ANY TIME BY PAYING BACK DUES AND FILING AN AFFIDAVIT THAT I HAVE NOT PRACTICED LAW ILLEGALLY IN MA DURING PERIOD OF ADMINISTRATIVE SUSPENSION.

Resolution

NEVER HAD NOTICE PRIOR TO SUSPENSION, BUT UNDERSTAND IT TO BE ADMINSTRATIVE ACTION BY BOARD OF BAR OVERSEERS

Bar

Bar (Temporary/Time Limited)

Sanctions

Suspension

Registration Capacities Affected

MASSACHUSETTS ATTORNEY

Duration

INDETERMINANT

Duration Explanation

I CAN BECOME READMITTED (END SUSPENSION) AT ANY TIME BY PAYING BACK DUES AND FILING AN AFFIDAVIT STATING THAT HAVE NOT PRACTICE LAW ILLEGALLY IN MA DURING ADMINISTRATIVE SUSPENSION -- WHICH WOULD BE AN ACCURATE AFFIDAVIT.

Start Date

8/19/1996

Sanctions

NONE

Broker Comment

AS A YOUNG ATTORNEY, I MADE THE DECISION TO LEAVE THE MA BAR AS IT WAS AN UNNECESSARY EXPENSE THAT I COULD NOT AFFORD GIVEN THAT MY FIRM WOULD NOT COVER ANY OF THE RELATED EXPENSES (DUES, CLE AND RELATED TRAVEL FOR MA CLE). AT THE TIME (AFTER DISCOVERED THAT THE NY LAW FIRM WOULD NOT COVER THESE CONSIDERABLE EXPENSES), I WAS ADVISED BY BOARD OF BAR OVERSEERS REPRESENTATIVE TO SIMPLY STOP PAYING DUES, SO LONG AS I NO LONGER INTENDED TO PRACTICE LAW IN MA, NOTING THAT I COULD ALWAYS REJOIN LATER BY REPAYING ANY BACK DUES. I CONFIRMED AGAIN RECENTLY THAT I AM ONLY ADMINISTRATIVELY SUSPENDED FOR NOT KEEPING UP WITH MY DUES AND THAT I COULD RESOLVE THE OPEN ISSUE AT ANY TIME BY PAYING BACK DUES AND FILING AN AFFIDAVIT CONFIRMING THAT I HAVE NOT PRACTICED LAW ILLEGALLY IN MA DURING THE ADMINSTRATIVE SUSPENSION PERIOD. I HAVE NOT PRACTICED LAW IN MA SINCE 1991 AND HAVE NO INTENTION OF DOING SO AT ANY TIME IN THE FUTURE, SO HAVE NEVER SEEN A REASON TO TAKE ON THIS EXPENSE AND WOULD PREFER NOT TO AT THIS TIME. I DO MAINTAIN BAR MEMBERSHIPS IN GOOD STANDING IN NY (RETIRED) AND CA (INACTIVE). WHEN I JOINED THE CA BAR IN 2000, THIS ISSUE WAS FIRST IDENTIFIED BY THE CA BAR AND IT WAS RESOLVED ON THE BASIS STATED ABOVE AND I WAS ADMITTED AND HAVE REMAINED A MEMBER IN GOOD STANDING EVER SINCE.

License(s)

State Registrations

Arizona 2/2/2021

New Jersey 10/2/2014

California 10/5/2011

New Mexico 4/18/2014

Colorado 5/12/2016

New York 10/5/2011

Connecticut 8/2/2011

New York 6/16/2021

Connecticut 8/3/2011

North Carolina 4/2/2012

Delaware 1/7/2021

Ohio 3/16/2023

District of Columbia 3/11/2015

Oregon 4/3/2020

Florida 10/5/2011

Pennsylvania 9/5/2014

Georgia 9/13/2012

Rhode Island 3/6/2015

Hawaii 4/1/2021

South Carolina 3/11/2015

Illinois 10/5/2011

Tennessee 3/11/2024

Louisiana 3/22/2021

Texas 5/11/2016

Maine 9/5/2014

Texas 4/23/2020

Maryland 12/8/2020

Utah 7/8/2016

Massachusetts 10/6/2011

Utah 11/16/2021

Michigan 11/12/2014

Vermont 10/17/2011

Michigan 4/30/2021

Virginia 6/5/2015

Minnesota 8/26/2013

Washington 3/10/2015

Nevada 3/17/2015

Wisconsin 11/17/2016

New Hampshire 3/9/2015

SRO Registrations

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

MORGAN STANLEY (CRD#:149777)

2000 Westchester Avenue 1NC, Purchase, NY 10577

1441 West Ute Boulevard Suite 180, Park City, UT 84098

Registered with this firm since 8/2/2011

MORGAN STANLEY (CRD#:149777)

2000 Westchester Avenue 1NC, Purchase, NY 10577

1441 West Ute Boulevard Suite 180, Park City, UT 84098

Registered with this firm since 7/4/2011

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Disclosures

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