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Detailed Report
DAVID ARTHUR RALICKI
DAVID RALICKI
CRD#: 2997949
IA
Investment Adviser
RALICKI WEALTH MANAGEMENT & TRUST SERVICESCRD#: 141192 1235 SE INDIAN STREET
SUITE 102
STUART, FL 34997
Registration History
2002200420062008201020122014201620182020202220242026IARALICKI WEALTH MANAGEMENT & TR... (CRD# 141192)2006 - Present (18 years)IARCH WEALTH MANAGEMENT, LLC (CRD# 127342)2006 - 2006 (<1 year)IARCH WEALTH MANAGEMENT, LLC (CRD# 127342)2001 - 2005 (4 years)
License(s)

State Registrations

IA
Florida 8/25/2006
Current Registration(s)
IA
RALICKI WEALTH MANAGEMENT & TRUST SERVICES (CRD#:141192)
1235 SE INDIAN STREET SUITE 102, STUART, FL 34997
Registered with this firm since 8/25/2006
Previous Registration(s)
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 06/23/2006 - 08/28/2006 RCH WEALTH MANAGEMENT, LLC (CRD#:127342) WEST PALM BEACH, FL
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 02/13/2001 - 12/31/2005 RCH WEALTH MANAGEMENT, LLC (CRD#:127342) WSET PALM BEACH, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.