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KEITH M CONNOLLY
CRD#: 2997844
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2003 (5 years)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - Present (20 years)
License(s)

State Registrations

B
California 11/1/2023

B
Oklahoma 10/17/2014

B
Connecticut 9/3/2004

B
Oregon 1/8/2014

B
Florida 1/8/2014

B
Texas 9/3/2004

B
Louisiana 1/8/2014

IA
Texas 9/3/2004

B
Massachusetts 9/3/2004

B
Virginia 1/8/2014

B
New York 9/3/2004

B
Wyoming 1/27/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 9/3/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 9/3/2004

Previous Registration(s)
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IA
07/01/2003 - 09/20/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) SAN ANTONIO, TX
B
07/01/2003 - 09/20/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
04/08/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN ANTONIO, TX
B
04/07/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.