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JOHN PETER GRIGUS
CRD#: 2997705
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 150 S. Wacker Drive
Chicago, IL 60606-4111
Registration History
2008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - Present (9 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - Present (13 years)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (<1 year)BOPTIONSXPRESS, INC. (CRD# 103849)2008 - 2017 (9 years)
License(s)

State Registrations

B
Alabama 9/1/2011

B
Montana 9/1/2011

B
Alaska 9/1/2011

B
Nebraska 11/30/2017

B
Arizona 9/1/2011

B
Nevada 5/17/2024

B
Arkansas 9/1/2011

B
New Hampshire 9/1/2011

B
California 9/1/2011

B
New Jersey 9/1/2011

B
Colorado 9/1/2011

B
New Mexico 9/1/2011

B
Connecticut 9/1/2011

B
New York 9/1/2011

B
Delaware 9/1/2011

B
North Carolina 12/1/2017

B
District of Columbia 9/1/2011

B
North Dakota 9/1/2011

B
Florida 9/1/2011

B
Ohio 12/1/2017

B
Georgia 9/1/2011

B
Oklahoma 9/1/2011

B
Hawaii 9/1/2011

B
Oregon 11/30/2017

B
Idaho 9/1/2011

B
Pennsylvania 11/30/2017

B
Illinois 9/1/2011

B
Puerto Rico 9/1/2011

IA
Illinois 2/24/2016

B
Rhode Island 9/1/2011

B
Indiana 11/30/2017

B
South Carolina 9/1/2011

B
Iowa 9/1/2011

B
South Dakota 9/1/2011

B
Kansas 9/1/2011

B
Tennessee 9/1/2011

B
Kentucky 9/1/2011

B
Texas 9/1/2011

B
Louisiana 9/1/2011

B
Utah 11/30/2017

B
Maine 9/1/2011

B
Vermont 9/1/2011

B
Maryland 9/1/2011

B
Virgin Islands 9/1/2011

B
Massachusetts 11/30/2017

B
Virginia 11/30/2017

B
Michigan 9/1/2011

B
Washington 9/1/2011

B
Minnesota 9/1/2011

B
West Virginia 11/30/2017

B
Mississippi 9/1/2011

B
Wisconsin 9/1/2011

B
Missouri 9/1/2011

B
Wyoming 9/1/2011

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 2/24/2016

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 9/1/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/31/2023 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Chicago, IL
B
01/02/2008 - 11/15/2017 OPTIONSXPRESS, INC. (CRD#:103849) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.