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JODY DANIEL HOWARD
JODY D HOWARD
CRD#: 2996883
IA
B
ORG PARTNERSCRD#: 312728 770 Pelham Rd
Greenville, SC 29615
Greenville, SC 29615
SANDERS MORRIS LLCCRD#: 20580 770 Pelham Road
GREENVILLE, SC 29615
GREENVILLE, SC 29615
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
District of Columbia 4/18/2022
B
Ohio 9/4/2020
B
Florida 9/4/2020
B
South Carolina 9/4/2020
B
Georgia 9/4/2020
IA
South Carolina 7/30/2021
B
Hawaii 9/4/2020
IA
Texas 8/24/2023
IA
Indiana 8/2/2021
B
Utah 5/4/2021
B
North Carolina 9/4/2020
B
Wisconsin 9/4/2020
IA
North Carolina 8/25/2023
SRO Registrations
B
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IA
Registered with this firm since 7/30/2021
B
Registered with this firm since 9/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/28/2020 - 07/30/2021 | Greenville, SC | |
IA | 10/29/2009 - 09/02/2020 | GREENVILLE, SC | |
B | 10/29/2009 - 09/02/2020 | GREENVILLE, SC | |
IA | 03/31/2006 - 11/02/2009 | GREENVILLE, SC | |
B | 02/18/1998 - 11/02/2009 | GREENVILLE, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.