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TAREQ ABDALLA
TAREQ ABDALLA ABDALLA
CRD#: 2996598
IA
B
WELLS FARGO ADVISORSCRD#: 19616 18488 BLANCO RD
SAN ANTONIO, TX 78258
SAN ANTONIO, TX 78258
0
Disclosures
26
Years of Experience
View By:
State Registrations
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California 7/18/2014
B
New York 7/18/2014
B
Colorado 7/18/2014
B
North Carolina 7/18/2014
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District of Columbia 7/18/2014
B
Oregon 7/18/2014
B
Florida 7/18/2014
B
Pennsylvania 7/18/2014
B
Georgia 5/10/2019
B
Puerto Rico 12/20/2016
B
Kentucky 10/25/2024
B
Texas 7/18/2014
B
Louisiana 7/18/2014
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Texas 7/18/2014
B
New Jersey 7/18/2014
B
Virginia 7/18/2014
B
New Mexico 7/18/2014
B
Washington 9/22/2020
SRO Registrations
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IA
Registered with this firm since 7/18/2014
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Registered with this firm since 7/18/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2007 - 07/31/2014 | SAN ANTONIO, TX | |
B | 05/29/2007 - 07/31/2014 | SAN ANTONIO, TX | |
IA | 01/06/2004 - 05/29/2007 | SAN ANTONIO, TX | |
B | 04/26/2001 - 05/29/2007 | SAN ANTONIO, TX | |
B | 04/28/1999 - 04/20/2001 | PURCHASE, NY | |
B | 07/10/1998 - 01/12/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.