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Stella S Hui
STELLA S HUI, STELLA SUK-YING HUI, STELLA SUKYING HUI
CRD#: 2995724
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12481 High Bluff Drive
Suite 100
San Diego, CA 92130-3583
Registration History
199820002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - Present (26 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - Present (26 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 1998 (<1 year)
Disclosure(s)
View By:
2/1/2011
Customer Dispute
Settled
5/2/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/25/1998

B
New York 12/17/2009

IA
California 1/8/1999

B
North Carolina 3/6/2023

B
Colorado 3/18/2014

B
Oregon 4/10/2018

B
Connecticut 3/28/2019

B
South Carolina 3/15/2023

B
Hawaii 10/15/2013

B
South Dakota 10/15/2013

B
Illinois 3/28/2018

B
Tennessee 4/22/2022

B
Indiana 12/17/2009

B
Texas 12/23/2009

B
Massachusetts 1/2/2024

IA
Texas 2/5/2021

B
Michigan 11/3/2022

B
Utah 2/8/2024

B
Minnesota 6/22/2022

B
Virginia 4/22/2022

B
Missouri 3/28/2019

B
Washington 12/17/2009

B
Montana 4/25/2022

B
Wisconsin 10/26/2023

B
Nevada 6/30/2005

B
Wyoming 12/17/2009

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 1/8/1999

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 11/25/1998

Previous Registration(s)
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B
03/05/1998 - 11/03/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.