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Alvaro Torres
CRD#: 2994297
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 333 SE 2ND AVE
21ST FLOOR
MIAMI, FL 33131
STONEX SECURITIES INC.CRD#: 18456 333 SE 2ND AVE
21ST FLOOR
MIAMI, FL 33131
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2002 (4 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2017 (3 years)2 FIRMS2020 - Present (4 years)BUBS INTERNATIONAL INC. (CRD# 107726)2002 - 2010 (7 years)IASA STONE INVESTMENT ADVISORS INC. (CRD# 174182)2020 - 2020 (<1 year)IAUBS INTERNATIONAL INC. (CRD# 107726)2003 - 2010 (6 years)IAUBS INTERNATIONAL INC. (CRD# 107726)2002 - 2003 (<1 year)
Disclosure(s)
View By:
1/25/2010
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 10/19/2020

B
New York 10/22/2020

B
Florida 10/20/2020

B
Texas 10/21/2020

IA
Florida 11/23/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
333 SE 2ND AVE 21ST FLOOR, MIAMI, FL 33131
Registered with this firm since 11/23/2020

B
STONEX SECURITIES INC. (CRD#:18456)
333 SE 2ND AVE 21ST FLOOR, MIAMI, FL 33131
Registered with this firm since 8/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/19/2020 - 10/20/2020 SA STONE INVESTMENT ADVISORS INC. (CRD#:174182) MIAMI, FL
IA
08/29/2013 - 02/03/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/23/2013 - 02/03/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
10/01/2012 - 07/30/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
10/01/2012 - 07/30/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
IA
02/29/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
02/29/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
01/01/2010 - 02/24/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/01/2010 - 02/24/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
05/05/2003 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
06/03/2002 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
IA
06/03/2002 - 05/01/2003 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
03/05/1998 - 06/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
IA
03/12/1998 - 06/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) CORAL GABLES, FL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.