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MARK WALKER
MARK ALLAN WALKER
CRD#: 2993939
IA
B
PRIMERICA ADVISORSCRD#: 10111 14497 N DALE MABRY HWY
STE 240-I
TAMPA, FL 33618
STE 240-I
TAMPA, FL 33618
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 6/19/2019
B
Minnesota 1/27/2016
B
Arkansas 11/21/2019
B
Mississippi 6/10/2021
B
California 9/30/2015
B
Missouri 10/23/2019
B
Colorado 10/23/2019
B
New Hampshire 6/19/2019
B
Connecticut 2/5/2019
B
New Jersey 1/27/2021
B
Delaware 8/23/2021
B
New York 3/21/2018
B
Florida 9/19/2014
B
North Carolina 3/8/2019
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Florida 2/13/2018
B
Ohio 9/23/2020
B
Georgia 4/18/2017
B
Pennsylvania 3/11/2015
B
Illinois 9/23/2020
B
Rhode Island 8/23/2021
B
Indiana 11/21/2019
B
South Carolina 6/10/2021
B
Iowa 8/23/2021
B
Tennessee 8/23/2021
B
Kansas 10/16/2019
B
Texas 1/27/2021
B
Maine 9/23/2020
B
Vermont 6/19/2019
B
Maryland 9/23/2020
B
Virginia 9/30/2015
B
Massachusetts 2/5/2019
B
Washington 12/9/2019
B
Michigan 10/15/2019
SRO Registrations
B
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Registered with this firm since 2/13/2018
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Registered with this firm since 9/15/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/14/2004 - 10/09/2009 | TAMPA, FL | |
B | 02/26/1998 - 07/26/2002 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.