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JOHN MICHAEL FIORE
JOHN M FIORE, John Fiore
CRD#: 2993733
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Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 9768 LANTERN ST
JACKSONVILLE, FL 32225
CETERA INVESTMENT SERVICES LLCCRD#: 15340 9768 LANTERN ST
JACKSONVILLE, FL 32225
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2014 - 2017 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2023 - Present (1 year)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2012 - 2014 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2011 (2 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2008 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2007 (<1 year)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1999 - 1999 (<1 year)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2013 - 2014 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (2 years)
License(s)

State Registrations

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Alabama 3/18/2024

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New Jersey 6/17/2024

B
District of Columbia 6/17/2024

B
North Carolina 7/1/2024

B
Florida 12/1/2023

B
Oregon 6/17/2024

IA
Florida 5/7/2024

B
South Carolina 6/17/2024

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Georgia 6/17/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
9768 LANTERN ST, JACKSONVILLE, FL 32225
Registered with this firm since 5/7/2024

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CETERA INVESTMENT SERVICES LLC (CRD#:15340)
9768 LANTERN ST, JACKSONVILLE, FL 32225
Registered with this firm since 11/30/2023

Previous Registration(s)
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IA
03/21/2014 - 11/07/2017 LPL FINANCIAL LLC (CRD#:6413) FLEMING ISLAND, FL
B
03/18/2014 - 11/07/2017 LPL FINANCIAL LLC (CRD#:6413) FLEMING ISLAND, FL
IA
02/13/2013 - 03/20/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) ORANGE PARK, FL
B
11/06/2012 - 03/20/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) ORANGE PARK, FL
IA
01/06/2009 - 01/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
09/11/2008 - 01/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
11/07/2007 - 06/23/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) WHITE PLAINS, NY
B
06/12/2006 - 03/16/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WEST BABYLON, NY
B
01/26/1999 - 07/26/1999 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
04/22/1998 - 05/18/1998 CREATIVE CAPITAL MANAGEMENT CORPORATION (CRD#:11145) CLEVELAND, OH
B
02/06/1998 - 04/06/1998 GAINES, BERLAND INC. (CRD#:14623) BETHPAGE, NY
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Investment Adviser
Disclosures
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