View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 02/10/2023 - 04/22/2023 | CHARLOTTE, NC | |
B | 02/10/2023 - 04/22/2023 | CHARLOTTE, NC | |
IA | 02/17/2021 - 11/18/2022 | CHARLOTTE, NC | |
B | 02/17/2021 - 11/18/2022 | CHARLOTTE, NC | |
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 07/18/2017 - 01/02/2018 | CHARLOTTE, NC | |
B | 07/18/2017 - 01/02/2018 | CHARLOTTE, NC | |
IA | 09/11/2014 - 03/01/2017 | CHARLOTTE, NC | |
B | 08/26/2014 - 03/01/2017 | CHARLOTTE, NC | |
IA | 03/16/2012 - 07/30/2014 | KANNAPOLIS, NC | |
B | 02/22/2012 - 07/30/2014 | KANNAPOLIS, NC | |
B | 05/26/2010 - 03/07/2012 | KANNAPOLIS, NC | |
IA | 05/26/2010 - 03/06/2012 | KANNAPOLIS, NC | |
IA | 06/13/2008 - 06/02/2010 | CONCORD, NC | |
B | 06/13/2008 - 06/02/2010 | CONCORD, NC | |
IA | 10/01/2002 - 06/16/2008 | HARRISBURG, NC | |
B | 05/28/2002 - 06/16/2008 | HARRISBURG, NC | |
B | 10/01/2000 - 05/20/2002 | ST. LOUIS, MO | |
B | 04/20/2000 - 10/01/2000 | CHARLOTTE, NC | |
B | 02/17/1998 - 04/19/2000 | PURCHASE, NY |