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ADAM KING
ADAM A KING, ADAM ANDREW KING
CRD#: 2992493
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8 BOOTH DR
PLATTSBURGH, NY 12901
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BTHE INVESTMENT CENTER, INC. (CRD# 17839)2012 - 2013 (1 year)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2011 - 2012 (1 year)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2003 - 2011 (7 years)BALLEGHENY INVESTMENTS, LTD. (CRD# 7597)2000 - 2001 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1999 - 2000 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1998 (<1 year)
License(s)

State Registrations

B
California 2/28/2024

B
North Carolina 2/28/2024

B
Florida 2/28/2024

B
Ohio 2/28/2024

B
Maryland 2/28/2024

B
Pennsylvania 2/28/2024

B
Massachusetts 2/28/2024

B
South Carolina 2/28/2024

B
Nevada 2/28/2024

B
South Dakota 2/28/2024

B
New Hampshire 2/28/2024

B
Texas 2/28/2024

B
New Jersey 2/28/2024

IA
Texas 2/28/2024

B
New York 2/28/2024

B
Vermont 2/28/2024

IA
New York 2/28/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8 BOOTH DR, PLATTSBURGH, NY 12901
Registered with this firm since 2/28/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8 BOOTH DR, PLATTSBURGH, NY 12901
Registered with this firm since 2/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/07/2014 - 03/13/2024 LPL FINANCIAL LLC (CRD#:6413) PLATTSBURGH, NY
B
04/29/2014 - 03/13/2024 LPL FINANCIAL LLC (CRD#:6413) PLATTSBURGH, NY
IA
09/25/2013 - 04/29/2014 MORGAN STANLEY (CRD#:149777) BURLINGTON, VT
B
06/19/2013 - 04/29/2014 MORGAN STANLEY (CRD#:149777) BURLINGTON, VT
B
03/01/2012 - 05/28/2013 THE INVESTMENT CENTER, INC. (CRD#:17839) BEDMINSTER, NJ
B
01/03/2011 - 03/07/2012 ING FINANCIAL PARTNERS, INC. (CRD#:2882) PLATTSBURGH, NY
B
03/10/2003 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PLATTSBURGH, NY
B
06/14/2000 - 03/28/2001 ALLEGHENY INVESTMENTS, LTD. (CRD#:7597) PITTSBURGH, PA
B
11/17/1999 - 06/19/2000 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
11/11/1998 - 11/03/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
01/21/1998 - 09/15/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.