Individual Firm
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ALLAN P. COVERT
ALLAN PAUL COVERT
CRD#: 2992394
IA
B
MORGAN STANLEYCRD#: 149777 4449 Easton Way
Suite 300
Columbus, OH 43219
Suite 300
Columbus, OH 43219
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 9/6/2019
B
Ohio 9/6/2019
B
California 9/6/2019
IA
Ohio 9/7/2019
B
Florida 9/6/2019
B
Oklahoma 12/11/2020
B
Illinois 9/6/2019
B
Pennsylvania 9/6/2019
B
Indiana 10/3/2019
B
South Carolina 9/6/2019
B
Michigan 9/6/2019
B
Texas 9/6/2019
B
Minnesota 10/16/2024
IA
Texas 9/6/2019
B
Nevada 9/16/2024
B
Utah 9/6/2019
B
New York 9/6/2019
B
Virginia 10/10/2024
B
North Carolina 9/6/2019
B
West Virginia 9/6/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/6/2019
B
Registered with this firm since 9/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2008 - 09/17/2019 | NEW ALBANY, OH | |
B | 06/02/2008 - 09/17/2019 | NEW ALBANY, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.