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WILLIAM DALE ROBERTSON
BILL ROBERTSON, WILLIAM D ROBERTSON
CRD#: 2992031
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 42 SOUTH STATE ROAD 135
BARGERSVILLE, IN 46106
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - Present (5 years)BINDIANA MERCHANT BANKING AND B... (CRD# 16315)1999 - 2011 (11 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (1 year)IAIMBB INVESTMENT ADVISORS (CRD# 122301)2008 - 2011 (3 years)IAIMBB INVESTMENT ADVISORS (CRD# 122301)1999 - 2007 (8 years)
Disclosure(s)
View By:
4/10/2019
Financial
Final
4/10/2019
Financial
Final
License(s)

State Registrations

B
Arizona 6/17/2019

B
Missouri 5/30/2023

B
California 5/28/2021

B
New York 9/6/2022

B
Florida 6/17/2019

B
Ohio 6/17/2019

B
Illinois 6/17/2019

B
Tennessee 4/15/2024

B
Indiana 6/17/2019

B
Texas 6/17/2019

IA
Indiana 6/17/2019

IA
Texas 6/17/2019

B
Michigan 9/3/2024

B
Wisconsin 2/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
42 SOUTH STATE ROAD 135, BARGERSVILLE, IN 46106
Registered with this firm since 6/17/2019

B
LPL FINANCIAL LLC (CRD#:6413)
42 SOUTH STATE ROAD 135, BARGERSVILLE, IN 46106
Registered with this firm since 6/17/2019

Previous Registration(s)
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IA
06/03/2011 - 06/17/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GREENWOOD, IN
B
06/03/2011 - 06/17/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GREENWOOD, IN
IA
02/22/2008 - 06/30/2011 IMBB INVESTMENT ADVISORS (CRD#:122301) INDIANAPOLIS, IN
B
07/12/1999 - 06/30/2011 INDIANA MERCHANT BANKING AND BROKERAGE CO., INC. (CRD#:16315)
FINRA expelled the firm on 12/10/2015
INDIANAPOLIS, IN
IA
07/26/1999 - 12/31/2007 IMBB INVESTMENT ADVISORS (CRD#:122301) INDIANAPOLIS, IN
B
02/23/1998 - 07/26/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.