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Detailed Report
MICHAEL LEE PAQUETTE
MIKE LEE PAQUETTE
CRD#: 2990894
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 176 ROUTE 101
UNIT B-2
BEDFORD, NH 03110
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 176 ROUTE 101
UNIT B 2
BEDFORD, NH 03110
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (13 years)BBANCNORTH INVESTMENT GROUP, INC. (CRD# 31299)2005 - 2007 (2 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2001 - 2005 (3 years)BCOMPULIFE INVESTOR SERVICES, INC. (CRD# 21543)2000 - 2001 (<1 year)BINFINEX INVESTMENTS, INC. (CRD# 35371)2000 - 2000 (<1 year)BCITIZENS FINANCIAL SERVICES INC. (CRD# 39550)1998 - 2000 (1 year)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2001 - 2007 (6 years)
License(s)

State Registrations

B
Arizona 9/11/2013
B
New Hampshire 5/2/2011
B
Arkansas 6/30/2022
IA
New Hampshire 5/2/2011
B
California 5/5/2017
B
New York 5/17/2024
B
Colorado 2/23/2021
B
North Carolina 5/17/2024
B
Connecticut 6/12/2019
B
Pennsylvania 12/3/2021
B
Florida 5/2/2011
B
South Carolina 7/30/2021
B
Indiana 9/24/2024
B
Texas 8/15/2018
B
Maine 5/2/2011
IA
Texas 9/6/2018
B
Maryland 7/18/2024
B
Vermont 5/28/2024
B
Massachusetts 5/2/2011
B
West Virginia 10/8/2024
B
Mississippi 1/20/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
176 ROUTE 101 UNIT B-2, BEDFORD, NH 03110
Registered with this firm since 5/2/2011
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
176 ROUTE 101 UNIT B 2, BEDFORD, NH 03110
Registered with this firm since 5/2/2011
Previous Registration(s)
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IA
 09/24/2007 - 04/08/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) EXETER, NH
B
 09/13/2007 - 04/08/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) EXETER, NH
IA
 08/20/2001 - 09/18/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) MANCHESTER, NH
B
 01/01/2005 - 09/04/2007 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) WATERBURY, CT
B
 06/06/2001 - 01/01/2005 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
 10/04/2000 - 06/06/2001 COMPULIFE INVESTOR SERVICES, INC. (CRD#:21543) ST. CLOUD, MN
B
 02/07/2000 - 10/06/2000 INFINEX INVESTMENTS, INC. (CRD#:35371) MERIDEN, CT
B
 02/04/1998 - 01/28/2000 CITIZENS FINANCIAL SERVICES INC. (CRD#:39550) JOHNSTON, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.