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Detailed Report
THOMAS LESLIE JOHNSTON III
LES JOHNSTON
CRD#: 2990742
IA
Investment Adviser
JOHNSTON INVESTMENT ADVISORY SERVICES, LLCCRD#: 143408 LITTLETON, CO
Registration History
2008201020122014201620182020202220242026IAJOHNSTON INVESTMENT ADVISORY S... (CRD# 143408)2007 - Present (17 years)
License(s)

State Registrations

IA
Colorado 11/16/2007
Current Registration(s)
IA
JOHNSTON INVESTMENT ADVISORY SERVICES, LLC (CRD#:143408)
LITTLETON, CO
Registered with this firm since 11/16/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.