• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARK SCOTT GOPEN
CRD#: 2989672
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 107 Northern Blvd
Suite 304
Great Neck, NY 11021
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 107 Northern Blvd
Suite 304
Great Neck, NY 11021
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2021 - Present (3 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2013 - 2021 (7 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1998 - 2013 (15 years)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2014 - 2021 (6 years)IAASSET & FINANCIAL PLANNING, LTD (CRD# 110709)2009 - 2014 (5 years)
License(s)

State Registrations

B
California 1/4/2021

B
Nevada 2/8/2021

B
Connecticut 1/4/2021

B
New Jersey 1/4/2021

B
District of Columbia 1/4/2021

B
New York 1/4/2021

B
Florida 1/4/2021

IA
New York 4/9/2021

B
Illinois 8/15/2023

B
North Carolina 1/22/2021

B
Kansas 1/4/2021

B
Texas 1/4/2021

B
Maryland 1/4/2021

IA
Texas 1/4/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
107 Northern Blvd Suite 304, Great Neck, NY 11021
Registered with this firm since 1/4/2021

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
107 Northern Blvd Suite 304, Great Neck, NY 11021
Registered with this firm since 1/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/02/2014 - 01/20/2021 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) FLUSHING, NY
B
11/22/2013 - 01/20/2021 NATIONAL SECURITIES CORPORATION (CRD#:7569) FLUSHING, NY
IA
05/05/2009 - 05/06/2014 ASSET & FINANCIAL PLANNING, LTD (CRD#:110709) FLUSHING, NY
B
04/16/1998 - 11/22/2013 PRIME CAPITAL SERVICES, INC. (CRD#:18334) GREENVALE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.