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Detailed Report
ADAM D CLINE
ADAM DAVID CLINE, ADAM CLINE
CRD#: 2989361
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 200 BROADHOLLOW ROAD
SUITE 405
MELVILLE, NY 11747
Registration History
199820002002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - Present (18 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1998 - 1999 (1 year)
License(s)

State Registrations

B
Colorado 3/19/2024
B
New Jersey 5/3/1999
IA
Colorado 3/19/2024
IA
New Jersey 9/12/2006
B
Connecticut 8/31/2000
B
New York 5/3/1999
IA
Connecticut 1/20/2010
IA
New York 4/16/2021
B
Florida 3/16/2005
B
North Carolina 6/13/2024
IA
Florida 3/25/2021
B
Vermont 10/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 9/12/2006
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 5/3/1999
Previous Registration(s)
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B
 01/27/1998 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.