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Detailed Report
SCOTT PATRICK CORK
CRD#: 2988821
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 600 E 96th St Ste 100
Indianapolis, IN 46240
Registration History
20002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - Present (19 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - Present (20 years)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1999 - 2003 (4 years)IATD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Illinois 1/20/2021
IA
Indiana 5/24/2005
B
Indiana 11/16/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
600 E 96th St Ste 100, Indianapolis, IN 46240
Registered with this firm since 5/24/2005
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
600 E 96th St Ste 100, Indianapolis, IN 46240
Registered with this firm since 11/16/2004
Previous Registration(s)
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IA
 06/26/2003 - 11/11/2003 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) INDIANAPOLIS, IN
B
 06/03/1999 - 11/11/2003 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.