• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Lisa Diane Shelton
LISA DIANE BOWMAN, LISA DIANE SHELTON, Lisa Diane Sanchez
CRD#: 2988735
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 200 East Grayson St
201
San Antonio, TX 78215
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 200 East Grayson St
210
San Antonio, TX 78215
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BEDWARD JONES (CRD# 250)2014 - 2022 (7 years)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2011 - 2014 (3 years)IAEDWARD JONES (CRD# 250)2015 - 2022 (7 years)IAAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2013 - 2014 (1 year)
License(s)

State Registrations

B
Indiana 11/9/2022

B
New Hampshire 12/5/2023

B
Kansas 3/3/2022

IA
Texas 3/3/2022

B
Maryland 3/3/2022

B
Texas 7/26/2023

B
Massachusetts 4/17/2024

B
Utah 6/21/2024

B
Montana 3/3/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
200 East Grayson St 201, San Antonio, TX 78215
San Antonio, TX
Registered with this firm since 3/3/2022

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
200 East Grayson St 210, San Antonio, TX 78215
4714 Palma Nova, San Antonio, TX 78253
Registered with this firm since 3/3/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/07/2015 - 03/04/2022 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
B
11/18/2014 - 03/04/2022 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
IA
09/04/2013 - 11/14/2014 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) SAN ANTONIO, TX
B
04/28/2011 - 11/14/2014 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.