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ERIK PULLEY
CRD#: 2988003
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 HILLSBOROUGH, CA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (10 years)
License(s)

State Registrations

B
Alabama 12/22/2020

B
Massachusetts 6/10/2015

B
Arizona 6/1/2009

B
Michigan 1/14/2020

B
Arkansas 3/12/2014

B
Minnesota 7/21/2021

B
California 6/1/2009

B
Mississippi 3/5/2018

IA
California 6/1/2009

B
Nevada 6/1/2009

B
Colorado 6/1/2009

B
New Hampshire 3/5/2018

B
Connecticut 5/22/2024

B
New York 5/30/2014

B
Delaware 6/23/2020

B
Ohio 7/22/2021

B
Florida 3/5/2018

B
Oregon 6/1/2009

B
Georgia 6/1/2009

B
Pennsylvania 3/10/2010

B
Hawaii 3/5/2018

B
South Carolina 9/7/2016

B
Idaho 11/22/2017

B
Tennessee 12/15/2023

B
Indiana 3/28/2023

B
Texas 6/1/2009

IA
Indiana 3/29/2023

IA
Texas 2/20/2020

B
Kentucky 3/5/2018

B
Utah 9/7/2016

B
Louisiana 6/1/2009

B
Washington 3/5/2018

B
Maryland 6/1/2009

B
Wyoming 7/8/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
HILLSBOROUGH, CA
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
HILLSBOROUGH, CA
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/14/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERKELEY, CA
B
03/06/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERKELEY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.