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JULIA KAY WHITLEY
CRD#: 2987478
IA
Investment Adviser
B
Broker
DICK RIVERA & ASSOCIATESCRD#: 114409 5 PORTOFINO DR.
SUITE 1803
PENSACOLA BEACH, FL 32561
CALTON & ASSOCIATES, INC.CRD#: 20999 Pensacola, FL
Registration History
199820002002200420062008201020122014201620182020202220242026IADICK RIVERA & ASSOCIATES (CRD# 114409)2016 - Present (8 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2008 - Present (16 years)BSWS FINANCIAL SERVICES (CRD# 17587)1997 - 2008 (10 years)IACALTON & ASSOCIATES, INC. (CRD# 20999)2012 - 2020 (7 years)
License(s)

State Registrations

B
Florida 7/2/2020

B
Texas 6/30/2008

IA
Florida 7/20/2024

IA
Texas 3/23/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DICK RIVERA & ASSOCIATES (CRD#:114409)
5 PORTOFINO DR. SUITE 1803, PENSACOLA BEACH, FL 32561
Registered with this firm since 3/23/2016

B
CALTON & ASSOCIATES, INC. (CRD#:20999)
Pensacola, FL
5 Portofino Drive Suite 1803, Pensacola Beach, FL 32561
Registered with this firm since 6/30/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2012 - 07/02/2020 CALTON & ASSOCIATES, INC. (CRD#:20999) Dallas, TX
B
12/19/1997 - 07/01/2008 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.