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Jesse Dax
JESSE RICHARD DAX
CRD#: 2987039
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 420 THROCKMORTON ST
FORT WORTH, TX 76102
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2014 - Present (10 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2007 - 2014 (6 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2003 - 2007 (3 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)1998 - 2003 (5 years)
License(s)

State Registrations

B
Alabama 9/12/2022

B
Nevada 5/18/2017

B
Alaska 9/12/2022

B
New Jersey 3/12/2014

B
Arizona 11/1/2018

B
New Mexico 9/12/2022

B
Arkansas 9/12/2022

B
New York 3/12/2014

B
California 9/12/2022

B
North Carolina 6/26/2014

B
Colorado 9/12/2022

B
North Dakota 7/28/2020

B
Connecticut 3/12/2014

B
Ohio 9/13/2022

B
Florida 9/12/2022

B
Oklahoma 9/7/2016

B
Georgia 6/16/2017

B
Oregon 1/17/2024

B
Idaho 9/12/2022

B
Pennsylvania 12/16/2019

B
Illinois 5/5/2020

B
Puerto Rico 6/13/2024

B
Indiana 9/12/2022

B
Rhode Island 8/9/2022

B
Iowa 2/23/2023

B
South Carolina 9/12/2022

B
Kansas 1/8/2025

B
Tennessee 9/12/2022

B
Kentucky 8/8/2023

B
Texas 3/12/2014

B
Louisiana 9/12/2022

IA
Texas 3/12/2014

B
Maryland 9/12/2022

B
Utah 9/12/2022

B
Massachusetts 2/13/2017

B
Virginia 9/12/2022

B
Michigan 9/12/2022

B
Washington 9/12/2022

B
Minnesota 9/12/2022

B
Wisconsin 9/12/2022

B
Mississippi 9/19/2016

B
Wyoming 9/12/2022

B
Missouri 9/12/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 THROCKMORTON ST, FORT WORTH, TX 76102
Registered with this firm since 3/12/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 THROCKMORTON ST, FORT WORTH, TX 76102
Registered with this firm since 3/12/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/16/2007 - 01/02/2014 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
11/14/2003 - 10/30/2007 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) DALLAS, TX
B
08/01/2003 - 11/04/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
08/01/2003 - 11/04/2003 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
04/01/1998 - 08/12/2003 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.