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Detailed Report
WILLIAM JOHN MCCLENEGHEN JR
WILLIAM J MCCLENGEHEN
CRD#: 2986856
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4855 Technology Way
Suite 600
Boca Raton, FL 33431
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2002 (4 years)2 FIRMS2013 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2002 - 2013 (10 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2013 (10 years)
Disclosure(s)
View By:
7/21/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/11/2022
B
Nevada 3/16/2020
B
California 5/20/2013
B
New Hampshire 5/20/2013
B
Colorado 7/30/2020
B
New Jersey 5/20/2013
B
Connecticut 3/22/2016
B
New York 5/20/2013
B
Florida 5/20/2013
B
North Carolina 9/29/2016
IA
Florida 5/23/2013
B
Oregon 7/29/2019
B
Georgia 5/20/2013
B
Pennsylvania 5/20/2013
B
Illinois 1/10/2019
B
South Carolina 5/20/2013
B
Kentucky 8/12/2024
B
Tennessee 2/25/2014
B
Maryland 5/20/2013
B
Texas 5/20/2013
B
Massachusetts 3/2/2016
IA
Texas 2/12/2014
B
Michigan 9/22/2017
B
West Virginia 2/12/2021
B
Minnesota 8/3/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4855 Technology Way Suite 600, Boca Raton, FL 33431
Registered with this firm since 5/23/2013
B
MORGAN STANLEY (CRD#:149777)
4855 Technology Way Suite 600, Boca Raton, FL 33431
Registered with this firm since 5/20/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/03/2003 - 05/22/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOYNTON BEACH, FL
B
 12/20/2002 - 05/22/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOYNTON BEACH, FL
IA
 04/07/1998 - 12/17/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BOCA RATON, FL
B
 04/01/1998 - 12/17/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.