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Detailed Report
Norma Manlapaz Cunanan
Norma M. Cunanan, Norma Cunanan
CRD#: 2986369
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2007 (8 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1998 - 1999 (<1 year)IAMORGAN STANLEY (CRD# 7556)2000 - 2007 (7 years)
Disclosure(s)
View By:
4/1/2013
Employment Separation After Allegations
4/14/2008
Customer Dispute
Closed-No Action
5/28/2004
Customer Dispute
Settled
7/11/2002
Customer Dispute
Denied
License(s)

State Registrations

IA
California 4/25/2013
B
Ohio 4/5/2022
B
California 5/1/2013
IA
Ohio 4/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 4/25/2013
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 5/1/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 04/23/2013 MORGAN STANLEY (CRD#:149777) PASADENA, CA
B
 06/01/2009 - 04/23/2013 MORGAN STANLEY (CRD#:149777) PASADENA, CA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GLENDALE, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GLENDALE, CA
IA
 01/04/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) GLENDALE, CA
B
 12/22/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GLENDALE, CA
B
 08/20/1998 - 03/23/1999 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.