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KYLE BROOKES MCBROOM
CRD#: 2985919
IA
B
GOOD LIFE ADVISORS, LLCCRD#: 171898 1011 Warrenville Rd
Suite 155
Lisle, IL 60532
Suite 155
Lisle, IL 60532
LPL FINANCIAL LLCCRD#: 6413 1011 WARRENVILLE RD STE 155
LISLE, IL 60532-0930
LISLE, IL 60532-0930
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 5/13/2015
B
Montana 9/3/2024
B
Colorado 6/17/2015
B
Nevada 10/7/2024
B
Florida 5/13/2015
B
North Carolina 1/26/2024
B
Georgia 5/20/2019
B
Ohio 6/17/2019
B
Idaho 8/5/2020
B
Oklahoma 5/13/2015
B
Illinois 5/13/2015
B
South Carolina 6/17/2015
IA
Illinois 9/7/2021
B
Tennessee 2/12/2019
B
Indiana 5/20/2015
B
Texas 7/27/2023
B
Michigan 11/11/2022
B
Wisconsin 5/13/2015
B
Minnesota 5/13/2015
SRO Registrations
B
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IA
Registered with this firm since 9/7/2021
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Registered with this firm since 5/13/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2020 - 10/07/2021 | Lisle, IL | |
IA | 05/13/2015 - 04/08/2020 | LISLE, IL | |
IA | 08/02/2007 - 06/08/2015 | DOWNERS GROVE, IL | |
B | 01/01/1998 - 06/08/2015 | DOWNERS GROVE, IL | |
IA | 04/03/2000 - 08/01/2007 | DOWNERS GROVE, IL | |
B | 01/01/1998 - 07/09/2007 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.