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MARK RICHARD HANSON
CRD#: 2985883
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 101 E KENNEDY BLVD
TAMPA, FL 33602
TAMPA, FL 33602
0
Disclosures
27
Years of Experience
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State Registrations
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Alabama 3/16/2011
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New Mexico 4/29/2013
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California 11/7/2019
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New York 11/16/2007
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Colorado 11/16/2007
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North Carolina 11/16/2007
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District of Columbia 6/25/2018
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Ohio 11/16/2007
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Florida 11/16/2007
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Pennsylvania 6/5/2023
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Florida 11/19/2007
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South Carolina 11/16/2007
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Georgia 11/16/2007
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Tennessee 2/6/2012
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Maryland 9/17/2020
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Texas 11/16/2007
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Minnesota 11/18/2013
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Texas 11/2/2023
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Mississippi 6/25/2021
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Virginia 7/2/2021
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New Jersey 6/22/2009
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Wisconsin 11/16/2007
SRO Registrations
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Registered with this firm since 11/16/2007
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Registered with this firm since 11/16/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 11/20/2007 | TAMPA, FL | |
B | 04/02/2007 - 11/20/2007 | TAMPA, FL | |
IA | 05/08/2001 - 04/02/2007 | TAMPA, FL | |
B | 05/07/2001 - 04/02/2007 | TAMPA, FL | |
B | 01/30/1998 - 04/02/2001 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.