• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RANDY WING LOUIE
RANDY LOUIE
CRD#: 2984912
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 21671 GATEWAY CENTER DR
SUITE 112
DIAMOND BAR, CA 91765
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)1998 - 2024 (26 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2024 (17 years)
License(s)

State Registrations

B
Arizona 1/19/2024

B
New Jersey 1/19/2024

B
California 1/19/2024

B
Pennsylvania 4/25/2024

IA
California 1/19/2024

B
Texas 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
21671 GATEWAY CENTER DR SUITE 112, DIAMOND BAR, CA 91765
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
21671 GATEWAY CENTER DR SUITE 112, DIAMOND BAR, CA 91765
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2006 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DIAMOND BAR, CA
B
01/12/1998 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DIAMOND BAR, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.