• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MULFORD B SIMONS
CHIP SIMONS, MULFORD BRITTIN SIMONS III, MULFORD BRITTIN SIMONS
CRD#: 2984427
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 GREENWOOD DR
HILTON HEAD ISLAND, SC 29928
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 1999 (1 year)
License(s)

State Registrations

B
California 2/16/2012

IA
South Carolina 8/24/2007

B
Michigan 1/10/2019

B
South Carolina 10/15/2007

B
Pennsylvania 1/13/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 GREENWOOD DR, HILTON HEAD ISLAND, SC 29928
Registered with this firm since 8/24/2007

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 GREENWOOD DR, HILTON HEAD ISLAND, SC 29928
Registered with this firm since 9/7/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/17/1997 - 09/16/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.