• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEVEN ALBERT LIATY
CRD#: 2983804
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4364 TOWN CENTER BLVD STE 220
EL DORADO HILLS, CA 95762
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2004 (6 years)2 FIRMS2004 - Present (20 years)
License(s)

State Registrations

B
Arizona 9/29/2004

B
Nevada 2/15/2005

B
California 9/27/2004

B
New York 9/9/2015

IA
California 9/27/2004

B
Oregon 8/14/2015

B
Colorado 9/12/2022

B
Rhode Island 2/7/2014

B
Idaho 4/4/2016

B
South Carolina 11/13/2020

B
Illinois 9/29/2004

B
Texas 9/19/2022

B
Iowa 1/9/2013

IA
Texas 9/19/2022

B
Kentucky 6/26/2023

B
Virginia 6/14/2023

B
Maryland 9/12/2012

B
Washington 9/29/2004

B
Massachusetts 10/22/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4364 TOWN CENTER BLVD STE 220, EL DORADO HILLS, CA 95762
EL DORADO HILLS, CA
Registered with this firm since 9/27/2004

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4364 TOWN CENTER BLVD STE 220, EL DORADO HILLS, CA 95762
EL DORADO HILLS, CA
Registered with this firm since 9/27/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/24/1998 - 09/28/2004 MORGAN STANLEY (CRD#:7556) SACRAMENTO, CA
B
01/27/1998 - 09/28/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.