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Fred Sung
CHI SHEN SUNG, CHISHEN SUNG, FRED SUNG
CRD#: 2983723
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1000 HARBOR BLVD
3RD FLOOR
WEEHAWKEN, NJ 07086
UBS SECURITIES LLCCRD#: 7654 1285 AVENUE OF THE AMERICAS
NEW YORK, NY 10019
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BUBS SECURITIES LLC (CRD# 7654)2020 - Present (4 years)BUBS SECURITIES LLC (CRD# 7654)2013 - 2014 (1 year)BCREDIT SUISSE ASSET MANAGEMENT... (CRD# 15654)2001 - 2004 (3 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1998 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 6/18/2013

B
Nebraska 6/18/2013

B
Alaska 6/18/2013

B
Nevada 6/18/2013

B
Arizona 6/18/2013

B
New Hampshire 6/18/2013

B
Arkansas 6/18/2013

B
New Jersey 6/18/2013

B
California 6/18/2013

IA
New Jersey 6/18/2013

B
Colorado 6/18/2013

B
New Mexico 6/18/2013

B
Connecticut 6/18/2013

B
New York 6/18/2013

B
Delaware 6/18/2013

B
North Carolina 6/18/2013

B
District of Columbia 6/18/2013

B
North Dakota 6/18/2013

B
Florida 6/18/2013

B
Ohio 6/18/2013

B
Georgia 6/18/2013

B
Oklahoma 6/18/2013

B
Hawaii 6/18/2013

B
Oregon 6/18/2013

B
Idaho 6/18/2013

B
Pennsylvania 6/18/2013

B
Illinois 6/18/2013

B
Puerto Rico 6/18/2013

B
Indiana 6/18/2013

B
Rhode Island 6/18/2013

B
Iowa 6/18/2013

B
South Carolina 6/18/2013

B
Kansas 6/18/2013

B
South Dakota 6/18/2013

B
Kentucky 6/18/2013

B
Tennessee 6/18/2013

B
Louisiana 6/18/2013

B
Texas 6/18/2013

B
Maine 6/18/2013

B
Utah 6/18/2013

B
Maryland 6/18/2013

B
Vermont 6/18/2013

B
Massachusetts 6/18/2013

B
Virgin Islands 6/18/2013

B
Michigan 6/18/2013

B
Virginia 6/18/2013

B
Minnesota 6/18/2013

B
Washington 6/18/2013

B
Mississippi 6/18/2013

B
West Virginia 6/18/2013

B
Missouri 6/18/2013

B
Wisconsin 6/18/2013

B
Montana 6/18/2013

B
Wyoming 6/18/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1000 HARBOR BLVD 3RD FLOOR, WEEHAWKEN, NJ 07086
Registered with this firm since 6/18/2013

B
UBS SECURITIES LLC (CRD#:7654)
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Registered with this firm since 11/2/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1000 HARBOR BLVD 3RD FLOOR, WEEHAWKEN, NJ 07086
Registered with this firm since 5/21/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/18/2013 - 11/10/2014 UBS SECURITIES LLC (CRD#:7654) NEW YORK, NY
B
01/01/2001 - 05/11/2004 CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (CRD#:15654) NEW YORK, NY
B
02/12/1998 - 01/01/2001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.