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Detailed Report
CHARLES EDGAR HANNY IV
CHARLES EDGAR IV HANNY, CHARLIE EDGAR IV HANNY
CRD#: 2982732
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Investment Adviser
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Previous Broker
EMERGENT WEALTH ADVISORS, LLCCRD#: 174845 5500 MAIN STREET, SUITE 260
WILLIAMSVILLE, NY 14221
Registration History
199820002002200420062008201020122014201620182020202220242026IAEMERGENT WEALTH ADVISORS, LLC (CRD# 174845)2021 - Present (3 years)BLEIGH BALDWIN & CO., LLC (CRD# 38751)2017 - 2023 (6 years)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2010 - 2017 (7 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1997 - 2010 (12 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (8 years)IAEMERGENT WEALTH ADVISORS, LLC (CRD# 174845)2016 - 2019 (3 years)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2010 - 2015 (5 years)
License(s)

State Registrations

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New York 4/8/2021
Current Registration(s)
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EMERGENT WEALTH ADVISORS, LLC (CRD#:174845)
5500 MAIN STREET, SUITE 260, WILLIAMSVILLE, NY 14221
Registered with this firm since 4/8/2021
Previous Registration(s)
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 06/30/2017 - 11/22/2023 LEIGH BALDWIN & CO., LLC (CRD#:38751) Williamsville, NY
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 01/05/2016 - 12/31/2019 EMERGENT WEALTH ADVISORS, LLC (CRD#:174845) WILLIAMSVILLE, NY
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 01/29/2010 - 06/30/2017 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Williamsville, NY
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 03/25/2010 - 12/31/2015 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
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 12/10/1997 - 02/04/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WILLIAMSVILLE, NY
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 12/10/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.