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Hasan Ali
CRD#: 2982682
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1050 Crown Pointe Pkwy.
Suite 500
Atlanta, GA 30338
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1050 Crown Pointe Pkwy.
Suite 500
Atlanta, GA 30338
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2022 (19 years)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2000 - 2001 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 1999 (1 year)
License(s)

State Registrations

B
California 10/20/2022

B
Massachusetts 11/4/2022

B
Florida 11/15/2023

B
North Carolina 10/10/2022

B
Georgia 10/3/2022

B
South Carolina 10/20/2022

IA
Georgia 10/7/2022

B
Texas 10/20/2022

B
Maryland 10/20/2022

IA
Texas 11/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1050 Crown Pointe Pkwy. Suite 500, Atlanta, GA 30338
Registered with this firm since 10/7/2022

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1050 Crown Pointe Pkwy. Suite 500, Atlanta, GA 30338
Registered with this firm since 10/3/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/15/2003 - 10/07/2022 AMERICAN WEALTH MANAGEMENT, INC. (CRD#:25536) ATLANTA, GA
B
04/15/2003 - 10/07/2022 AMERICAN WEALTH MANAGEMENT, INC. (CRD#:25536) ATLANTA, GA
IA
02/25/2003 - 05/08/2003 AXA ADVISORS, LLC (CRD#:6627) ATLANTA, GA
B
02/10/2003 - 05/08/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
07/13/2001 - 11/25/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
02/18/2000 - 07/18/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
02/20/1998 - 12/31/1999 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.