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Detailed Report
ELIZABETH H LI
CRD#: 2982513
IA
Investment Adviser
EHMLI INVESTMENT ADVISORS LLCCRD#: 137273 7026 CORPORATE WAY
SUITE 111
DAYTON, OH 45459
Registration History
2002200420062008201020122014201620182020202220242026IAEHMLI INVESTMENT ADVISORS LLC (CRD# 137273)2005 - Present (19 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2004 - 2005 (<1 year)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2001 - 2003 (2 years)
License(s)

State Registrations

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Ohio 11/8/2005
Current Registration(s)
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EHMLI INVESTMENT ADVISORS LLC (CRD#:137273)
7026 CORPORATE WAY SUITE 111, DAYTON, OH 45459
Registered with this firm since 11/8/2005
Previous Registration(s)
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 12/17/2004 - 11/16/2005 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) COVINGTON, KY
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 07/18/2001 - 07/03/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.