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MARK JOHN ANTONICH
MARK J ANTONICH
CRD#: 2981162
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8832 BLAKENEY PROFESSIONAL DR
STE 302
CHARLOTTE, NC 28277-6809
Registration History
19982000200220042006200820102012201420162018202020222024IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2002 - Present (22 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1998 - Present (26 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1998 - 2006 (8 years)
Disclosure(s)
View By:
10/22/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/3/2016

B
New York 12/3/1999

B
Alaska 6/4/2021

B
North Carolina 10/8/2002

B
California 10/13/2004

IA
North Carolina 4/14/2009

B
Colorado 6/17/2005

B
Ohio 5/25/2006

B
District of Columbia 6/14/2022

B
Pennsylvania 6/1/2000

B
Florida 4/4/2001

B
South Carolina 9/29/2006

B
Maryland 3/16/2005

B
Texas 3/26/2022

B
Minnesota 3/22/2016

IA
Texas 3/28/2022

B
Nebraska 2/1/2005

B
Vermont 12/19/2016

B
Nevada 4/18/2008

B
Virginia 6/23/2021

B
New Jersey 2/5/1998

B
Wisconsin 7/7/2016

B
New Mexico 10/3/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8832 BLAKENEY PROFESSIONAL DR STE 302, CHARLOTTE, NC 28277-6809
Weddington, NC
Registered with this firm since 7/30/2002

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8832 BLAKENEY PROFESSIONAL DR STE 302, CHARLOTTE, NC 28277-6809
Weddington, NC
Registered with this firm since 1/22/1998

Previous Registration(s)
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01/22/1998 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.