• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Manila Mathur
MANILA MATHUR
CRD#: 2981001
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3057 Akers Mill Rd SE
Atlanta, GA 30339
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1999 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2019 (18 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)BAMERICAN ENTERPRISE INVESTMENT... (CRD# 26506)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 1/2/2020

B
Nebraska 1/2/2020

B
Alaska 1/2/2020

B
Nevada 1/2/2020

B
Arizona 1/2/2020

B
New Hampshire 1/2/2020

B
Arkansas 1/2/2020

B
New Jersey 1/2/2020

B
California 1/2/2020

B
New Mexico 1/2/2020

B
Colorado 1/2/2020

B
New York 1/2/2020

B
Connecticut 1/2/2020

B
North Carolina 1/2/2020

B
Delaware 1/2/2020

B
North Dakota 1/2/2020

B
District of Columbia 1/2/2020

B
Ohio 1/2/2020

B
Florida 1/2/2020

B
Oklahoma 1/2/2020

B
Georgia 12/17/2019

B
Oregon 1/2/2020

IA
Georgia 1/7/2020

B
Pennsylvania 1/2/2020

B
Hawaii 1/2/2020

B
Puerto Rico 1/2/2020

B
Idaho 1/2/2020

B
Rhode Island 1/2/2020

B
Illinois 1/2/2020

B
South Carolina 1/2/2020

B
Indiana 1/2/2020

B
South Dakota 1/2/2020

B
Iowa 1/2/2020

B
Tennessee 1/2/2020

B
Kansas 1/2/2020

B
Texas 1/2/2020

B
Kentucky 1/2/2020

IA
Texas 1/6/2020

B
Louisiana 1/2/2020

B
Utah 1/2/2020

B
Maine 1/2/2020

B
Vermont 1/2/2020

B
Maryland 1/2/2020

B
Virgin Islands 1/2/2020

B
Massachusetts 1/2/2020

B
Virginia 1/2/2020

B
Michigan 1/2/2020

B
Washington 1/2/2020

B
Minnesota 1/2/2020

B
West Virginia 1/2/2020

B
Mississippi 1/2/2020

B
Wisconsin 1/2/2020

B
Missouri 1/2/2020

B
Wyoming 1/2/2020

B
Montana 1/2/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Alpharetta, GA
Registered with this firm since 1/6/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Alpharetta, GA
Registered with this firm since 12/17/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/25/2001 - 10/22/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/25/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
05/04/1999 - 10/25/2001 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506) MINNEAPOLIS, MN
B
12/09/1997 - 04/26/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
12/09/1997 - 04/26/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.