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Todd Alan Cline
CRD#: 2980491
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
CETERA INVESTMENT SERVICES LLCCRD#: 15340 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
Registration History
199019952000200520102015202020252 FIRMS2016 - Present (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2018 - Present (6 years)BCETERA ADVISORS LLC (CRD# 10299)2015 - Present (9 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2011 - 2022 (11 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2018 - 2019 (1 year)BMADISON AVENUE SECURITIES, INC. (CRD# 23224)2008 - 2011 (2 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2005 - 2007 (2 years)BINTERSECURITIES, INC. (CRD# 16164)2000 - 2004 (4 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1998 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (2 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2011 - 2012 (1 year)IAMADISON AVENUE SECURITIES, INC. (CRD# 23224)2009 - 2011 (1 year)
Disclosure(s)
View By:
1/11/1988
Criminal
Final Disposition
License(s)

State Registrations

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California 11/12/2020

B
California 11/13/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 11/12/2020

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 6/2/2018

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 5/17/2016

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 5/17/2016

B
CETERA ADVISORS LLC (CRD#:10299)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 5/14/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/09/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
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04/07/2011 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SAN DIEGO, CA
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06/02/2018 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) San Diego, CA
IA
04/08/2011 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
09/29/2009 - 03/25/2011 MADISON AVENUE SECURITIES, INC. (CRD#:23224) CLOVER, SC
B
05/22/2008 - 03/25/2011 MADISON AVENUE SECURITIES, INC. (CRD#:23224) CLOVER, SC
B
02/28/2005 - 04/11/2007 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
03/29/2000 - 03/08/2004 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
01/01/1998 - 06/03/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.