Individual Firm
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DOUGLAS OWEN KAMINSKI
CRD#: 2980278
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 1231 S. California Blvd
Walnut Creek, CA 94596-5122
Walnut Creek, CA 94596-5122
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 6/25/2024
B
Nevada 1/14/2016
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California 9/22/2005
B
New Mexico 5/4/2015
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California 9/23/2005
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New York 3/28/2019
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Colorado 10/31/2018
B
Oregon 3/12/2009
B
District of Columbia 6/21/2023
B
South Carolina 5/22/2020
B
Florida 1/19/2017
B
Tennessee 6/21/2023
B
Hawaii 5/11/2016
B
Texas 5/22/2020
B
Idaho 2/7/2023
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Texas 2/5/2021
B
Maryland 6/25/2024
B
Utah 4/22/2022
B
Massachusetts 3/7/2023
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Virginia 12/19/2011
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Michigan 12/10/2013
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Washington 10/21/2016
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Missouri 10/13/2009
SRO Registrations
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Registered with this firm since 9/22/2005
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Registered with this firm since 9/23/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2002 - 12/31/2003 | SANTA ROSA, CA | |
B | 12/05/2002 - 12/31/2003 | DALLAS, TX | |
B | 12/24/1997 - 07/06/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.