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MARY DIANE S BELL
DIANE S BELL, DIANE SALSMAN BELL, MARY BELL
CRD#: 2979691
IA
B
WELLS FARGO ADVISORSCRD#: 19616 297 N HUBBARDS LN 2ND & 3RD FL
LOUISVILLE, KY 40207
LOUISVILLE, KY 40207
0
Disclosures
26
Years of Experience
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State Registrations
B
Alaska 11/15/2012
B
New Jersey 10/1/2010
B
California 6/29/2023
B
New York 10/1/2010
B
Colorado 1/25/2013
B
North Carolina 3/14/2013
B
Florida 9/23/2010
B
Ohio 9/17/2015
B
Georgia 9/22/2010
B
South Carolina 2/1/2023
B
Illinois 9/5/2013
B
Tennessee 8/19/2020
B
Indiana 10/1/2010
IA
Texas 9/20/2010
B
Kentucky 9/17/2010
B
Texas 9/24/2010
IA
Kentucky 9/17/2010
B
Vermont 8/13/2019
B
Louisiana 10/12/2010
B
Virginia 2/15/2022
B
Maryland 4/16/2024
B
Washington 9/17/2010
B
Massachusetts 4/23/2024
B
Wisconsin 10/26/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/17/2010
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Registered with this firm since 9/17/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/30/2010 | LOUISVILLE, KY | |
B | 06/01/2009 - 09/30/2010 | LOUISVILLE, KY | |
IA | 01/22/2004 - 06/01/2009 | LOUISVILLE, KY | |
B | 04/28/1999 - 06/01/2009 | LOUISVILLE, KY | |
B | 08/28/1998 - 03/29/1999 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.