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CHARLES G GABA
CHARLES GEORGE GABA, CHARLES GEORGE ENNIS GABA
CRD#: 2979469
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Clarksburg, MD
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Disclosures
23
Years of Experience
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State Registrations
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Alabama 4/16/2021
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Nebraska 4/22/2021
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Alaska 4/19/2021
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Nevada 4/30/2021
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Arizona 4/23/2021
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New Hampshire 10/3/2022
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Arkansas 4/26/2021
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New Jersey 5/7/2012
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Arkansas 7/13/2021
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New Mexico 4/16/2021
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California 4/16/2021
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New York 4/16/2021
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Colorado 4/28/2021
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North Carolina 4/16/2021
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Connecticut 4/16/2021
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North Dakota 4/22/2021
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Delaware 5/5/2021
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Ohio 4/16/2021
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District of Columbia 4/26/2021
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Oklahoma 4/16/2021
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Florida 4/16/2021
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Oregon 4/20/2021
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Georgia 4/16/2021
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Pennsylvania 4/20/2021
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Hawaii 10/3/2022
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Puerto Rico 4/27/2021
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Idaho 4/23/2021
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Rhode Island 4/16/2021
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Illinois 10/20/2022
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South Carolina 4/16/2021
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Indiana 4/27/2021
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South Dakota 4/29/2021
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Iowa 4/21/2021
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Tennessee 4/16/2021
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Kansas 4/16/2021
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Tennessee 3/2/2022
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Kentucky 5/18/2021
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Texas 5/7/2012
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Louisiana 4/19/2021
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Texas 5/8/2012
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Maine 10/12/2022
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Utah 5/4/2021
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Maryland 11/23/2020
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Vermont 5/6/2021
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Maryland 11/23/2020
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Virgin Islands 4/21/2021
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Massachusetts 4/27/2021
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Virginia 5/7/2012
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Michigan 4/20/2021
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Virginia 5/7/2012
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Minnesota 4/16/2021
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Washington 4/15/2021
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Mississippi 4/16/2021
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West Virginia 4/19/2021
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Missouri 4/16/2021
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Wisconsin 4/27/2021
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Montana 4/16/2021
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Wyoming 4/19/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 5/7/2012
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Registered with this firm since 5/7/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/02/2012 | MCLEAN, VA | |
B | 06/01/2009 - 05/02/2012 | MCLEAN, VA | |
IA | 07/10/2008 - 06/01/2009 | VIENNA, VA | |
B | 05/01/2008 - 06/01/2009 | VIENNA, VA | |
IA | 09/14/2004 - 04/22/2008 | WASHINGTON, DC | |
B | 09/18/2003 - 04/22/2008 | WASHINGTON, DC | |
B | 03/16/1999 - 11/03/2000 | BETHESDA, MD | |
B | 03/05/1998 - 01/25/1999 | BALTIMORE, MD |
WASHINGTON, DC
09/14/2004 - 04/22/2008
WASHINGTON, DC
09/18/2003 - 04/22/2008
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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