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STEVEN CHARLES BATES JR
CHUCK BATES JR, STEVEN CHARLES BATES
CRD#: 2979027
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Investment Adviser
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Previous Broker
ADVOCATES WEALTH PLANNINGCRD#: 138612 920 Memorial City Way
Suite 250
Houston, TX 77024
Registration History
20002002200420062008201020122014201620182020202220242026IAADVOCATES WEALTH PLANNING (CRD# 138612)2023 - Present (1 year)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2010 - 2020 (9 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2004 - 2008 (4 years)BDIRECT TRADING INSTITUTIONAL, INC. (CRD# 111343)2001 - 2004 (2 years)BAMERITRADE (CRD# 36559)1999 - 2001 (2 years)IASTEGENT EQUITY ADVISORS INC. (CRD# 114518)2020 - 2023 (2 years)
License(s)

State Registrations

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Texas 7/14/2023

Current Registration(s)
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ADVOCATES WEALTH PLANNING (CRD#:138612)
920 Memorial City Way Suite 250, Houston, TX 77024
Registered with this firm since 7/14/2023

Previous Registration(s)
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08/18/2020 - 06/20/2023 STEGENT EQUITY ADVISORS INC. (CRD#:114518) HOUSTON, TX
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08/26/2010 - 02/19/2020 FORESIDE FUND SERVICES, LLC (CRD#:46106) HOUSTON, TX
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05/05/2004 - 12/31/2008 FORESIDE FUND SERVICES, LLC (CRD#:46106) HOUSTON, TX
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08/15/2001 - 03/11/2004 DIRECT TRADING INSTITUTIONAL, INC. (CRD#:111343) IRVING, TX
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07/21/1999 - 08/15/2001 AMERITRADE (CRD#:36559) BELLEVUE, NE
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Disclosures
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