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BRUCE BORTNIKER
BRUCE ALEX BORTNIKER
CRD#: 2978828
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1 BLUE HILL PLAZA - 11TH FLOOR
[SATELLITE]
PEARL RIVER, NY 10965
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2022 (11 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2007 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (4 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1998 - 1998 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2022 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2014 (3 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 3/31/2022

B
Massachusetts 9/20/2024

B
Connecticut 3/31/2022

B
New Jersey 3/31/2022

B
Florida 3/31/2022

B
New York 3/31/2022

IA
Florida 1/23/2025

IA
New York 3/31/2022

B
Georgia 3/31/2022

B
South Carolina 3/31/2022

B
Maryland 3/31/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1 BLUE HILL PLAZA - 11TH FLOOR [SATELLITE], PEARL RIVER, NY 10965
JUPITER, FL
Registered with this firm since 3/31/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1 BLUE HILL PLAZA - 11TH FLOOR [SATELLITE], PEARL RIVER, NY 10965
JUPITER, FL
Registered with this firm since 3/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/27/2021 - 03/31/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW CITY, NY
B
03/25/2011 - 03/31/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW CITY, NY
IA
03/25/2011 - 12/31/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) NEW CITY, NY
IA
06/01/2009 - 04/04/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PEARL RIVER, NY
B
06/01/2009 - 04/04/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PEARL RIVER, NY
IA
04/14/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PEARL RIVER, NY
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PEARL RIVER, NY
B
04/17/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PEARL RIVER, NY
B
05/11/1998 - 04/23/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
03/30/1998 - 05/22/1998 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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B
Broker
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Investment Adviser
Disclosures
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