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Detailed Report
FARLEY HUGHES HARALSON
CRD#: 2978714
IA
Investment Adviser
B
Broker
SYNOVUS SECURITIES, INC.CRD#: 14023 1033 DEMONBREUN STREET
SUITE 200
NASHVILLE, TN 37203
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BINVESTACORP, INC. (CRD# 7684)2006 - 2006 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2006 (8 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 1/31/2025
B
Missouri 7/24/2018
IA
Alabama 1/31/2025
B
New York 7/18/2022
B
California 1/22/2021
B
North Carolina 4/3/2020
IA
California 1/22/2021
IA
North Carolina 4/6/2020
B
Florida 9/28/2006
B
Oklahoma 9/28/2006
IA
Florida 9/29/2006
IA
Oklahoma 10/2/2006
B
Georgia 3/10/2011
B
South Carolina 2/17/2017
IA
Georgia 3/23/2021
IA
South Carolina 5/1/2018
B
Kentucky 8/10/2021
B
Tennessee 9/28/2006
IA
Kentucky 8/13/2021
IA
Tennessee 9/28/2006
B
Mississippi 5/1/2023
B
Texas 5/29/2018
IA
Mississippi 5/2/2023
B
Virginia 2/12/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SYNOVUS SECURITIES, INC. (CRD#:14023)
1033 DEMONBREUN STREET SUITE 200, NASHVILLE, TN 37203
Registered with this firm since 9/28/2006
B
SYNOVUS SECURITIES, INC. (CRD#:14023)
1033 DEMONBREUN STREET SUITE 200, NASHVILLE, TN 37203
Registered with this firm since 9/28/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/03/2006 - 10/02/2006 INVESTACORP, INC. (CRD#:7684) NASHVILLE, TN
IA
 12/16/2002 - 05/01/2006 MORGAN STANLEY (CRD#:7556) NASHVILLE, TN
B
 01/01/1998 - 05/01/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.