Individual Firm
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ROBERT DAVID SELLECK JR
ROBERT D SELLECK JR
CRD#: 2978428
IA
B
MORGAN STANLEYCRD#: 149777 7175 North Pima Canyon Drive
Tucson, AZ 85718
Tucson, AZ 85718
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
New York 9/27/2013
B
California 6/18/2009
B
Oregon 12/18/2024
B
Connecticut 6/1/2009
B
Pennsylvania 11/29/2016
IA
Connecticut 6/1/2009
B
Rhode Island 4/18/2023
B
Georgia 6/3/2024
B
Texas 6/1/2009
B
Maine 7/12/2016
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Vermont 8/22/2014
B
New Mexico 2/11/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/05/2008 - 06/01/2009 | BOSTON, MA | |
B | 03/05/2008 - 06/01/2009 | BOSTON, MA | |
IA | 10/20/2004 - 03/04/2008 | BOSTON, MA | |
B | 10/20/2004 - 03/04/2008 | BOSTON, MA | |
IA | 07/28/2003 - 10/20/2004 | BOSTON, MA | |
B | 12/06/2001 - 10/20/2004 | NEW YORK, NY | |
B | 10/19/1998 - 03/06/2002 | NEW YORK, NY | |
B | 01/21/1998 - 10/19/1998 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.